About Polymer
A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.
Job Description
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Handle license applications, regulatory filings and reports
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Assist with the development, implementation and administration of the Group compliance framework and policies
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Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
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Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
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Work on regional projects including system UAT, new investment models discussion, or system development
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Conduct or assist with ad-hoc inspections and regulatory requests
Requirements
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University graduate with major in Business, Finance or Law;
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At least 2 years of experience in compliance, preferably in brokerage or asset management firms
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Excellent analytical and problem-solving skills
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Strong interpersonal and communication skills
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High attention to details
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Ability to handle multiple tasks simultaneously and work under tight deadlines
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Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
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Proficient in Python, or VBA is a plus
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Fluent in English and Japanese
Benefits
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20 Days of Paid annual leave
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Life / Medical group insurance
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Gym Subsidy
